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Series 3 · Flows and organizations · 3.2

Order matters.

Sequences, parallel signing, roles and approvals.

October 20266 min read

On paper, the order of signatures took care of itself: the document moved from desk to desk and each person signed when it reached them. In the digital world, order is a design decision. It can be made well or badly, and that choice has legal, technical and practical consequences worth understanding before setting up the first workflow.

Sequential or parallel

There are two basic ways to order signers, and most real processes combine both.

Why order matters

For legal reasons

Whoever signs a contract first is usually making an offer; whoever signs afterward is accepting it. Many organizations prefer the counterparty to sign first, so that they are not bound by a document the other side may still decline. Likewise, an internal approval makes sense before the legal representative signs, not after.

For technical reasons

In a PDF, each new signature is added as an incremental update to the file and covers everything that came before, including earlier signatures. The first signature can also determine which changes are permitted afterward, such as filling in certain fields or adding more signatures, through the certification and field locking mechanisms defined in the ISO 32000 standard. A poorly planned order can cause a later signature to invalidate an earlier one in the eyes of the validator.

For practical reasons

If the hardest signer to reach sits at the end of a long sequence, the document can stall for weeks. Putting first the person most likely to request changes spares everyone else from having to sign twice.

Roles beyond the signer

RoleWhat they doWhat must be recorded
SignerBecomes bound by their signature.Identity, version viewed, acceptance and time.
ApproverAuthorizes the document to proceed, without becoming personally bound.What they approved and when.
ReviewerCan request changes before the signatures.The versions and the changes requested.
Form fillerFills in missing data, such as a number or a date.Which fields they completed.
Copied recipientReceives the final result.That it was delivered to them.
A well ordered workflow

A services contract goes first to the legal department, which reviews it and may request changes. Next, the head of the business unit approves it. Then the supplier signs and, only after that, the company's legal representative. Finally, accounting receives a copy. Each step happens once the previous one is closed, and the record tells the story in that order.

What else needs to be decided

Golden rule

No one should sign a different version from the one everyone else signed. If the content changes, the workflow starts over, and the record explains why.

Key points

The order of signatures is a design decision with legal, technical and practical effects. It pays to distinguish signers from approvers, reviewers and recipients, to decide in advance what happens with deadlines, rejections and changes, and to record each step in the order in which it occurred.

Sources

  1. ISO 32000 2, Portable Document Format 2.0
  2. ETSI EN 319 142, PDF Advanced Electronic Signatures (PAdES)

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Trust Notes

Articles for those who decide how an organization signs: principles, practices and criteria that hold up as rules and technologies change.

A publication of Signing Flows, by Interfase.

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